Money Laundering Regulations - Proceeds Of Crime

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MONEY LAUNDERING REGULATIONS - PROCEEDS OF CRIME

Q1
Name

Q2
Calendar Year (e.g. 2017)

Q3
I am aware of my responsibilities to report any “suspicions” I might have under the above legislation to the Money Laundering regulations Officer (MLRO).

I am also aware of my duty to avoid “tipping off” clients or third parties where there is a possibility of a report being made to NCA ( National Crime Agency).

I am aware of The Bribery Act 2010 and that the firm will not tolerate such actions taken in its name or its behalf and that suspicion of bribery by or to a client should be reported to the MLRO as above.

Tick ONE Box only below.


A tick here indicates acceptance of the above.
A tick here indicates NON acceptance of the above.

Q4
Date of completion

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